-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RqWOjWCB4MG+2kL2kQbti8UAAINdcrnDvuxlWq2PKWT4QlFaNI9SbVKgOGinJJhd DvS+MhjCZ9m/zgG72kD0uw== 0001072613-07-000642.txt : 20070308 0001072613-07-000642.hdr.sgml : 20070308 20070308114948 ACCESSION NUMBER: 0001072613-07-000642 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GMX RESOURCES INC CENTRAL INDEX KEY: 0001127342 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 731534474 STATE OF INCORPORATION: OK FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-62077 FILM NUMBER: 07679896 BUSINESS ADDRESS: STREET 1: ONE BENHAM PLACE STREET 2: SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 BUSINESS PHONE: 4056000711 MAIL ADDRESS: STREET 1: ONE BENHAM PLACE STREET 2: SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KENWORTHY KEN L JR CENTRAL INDEX KEY: 0001172351 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9400 NORTH BROADWAY SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 MAIL ADDRESS: STREET 1: 9400 NORHT BROADWAY SUITE 600 CITY: OKLAHOMA CITY STATE: OK ZIP: 73114 SC 13G/A 1 kenkjr-13g_14996.txt SCHEDULE 13G/A - KEN KENWORTHY, JR. ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) GMX RESOURCES INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.001 Per Share - -------------------------------------------------------------------------------- (Title of Class of Securities) 38011M 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2006 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) ================================================================================ ===================== ================= CUSIP No. 38011M 10 8 13G Page 2 of 4 Pages ===================== ================= ================================================================================ 1. NAMES OF REPORTING PERSONS: I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Ken L. Kenworthy, Jr. - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a)[_] (b)[_] - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION: United States - -------------------------------------------------------------------------------- 5. SOLE VOTING POWER 807,805 NUMBER OF ----------------------------------------------------- SHARES 6. SHARED VOTING POWER BENEFICIALLY OWNED BY 13,036 EACH ----------------------------------------------------- REPORTING 7. SOLE DISPOSITIVE POWER PERSON WITH: 807,805 ----------------------------------------------------- 8. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 807,805 - -------------------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES (See Instructions) [_] - -------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9: 7.19% - -------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (See Instructions) IN ================================================================================ Page 2 of 4 Pages ===================== ================= CUSIP No. 38011M 10 8 13G Page 3 of 4 Pages ===================== ================= ITEM 1. (a) Name of Issuer: GMX Resources Inc. (b) Address of Issuer's Principal Executive Offices: One Benham Place 9400 North Broadway, Suite 600 Oklahoma City, OK 73114 ITEM 2. (a) Name of Persons Filing: Ken L. Kenworthy, Jr. (b) Address of Principal Business Office or, if none, Residence: One Benham Place 9400 North Broadway, Suite 600 Oklahoma City, OK 73114 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, Par Value $.001 Per Share (e) CUSIP Number: 38011 M 10 8 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS. SS. 240.13d-1(b) OR 240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(a)(ii)(F); (g) [_] A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J). Page 3 of 4 Pages ===================== ================= CUSIP No. 38011M 10 8 13G Page 4 of 4 Pages ===================== ================= ITEM 4. OWNERSHIP Ken L. Kenworthy, Jr. owns individually 807,805 shares and 13,036 jointly with his wife as trustees of a minor child's trust and disclaims beneficial ownership of the 670,252 shares which are directly owned by his spouse, Karen M. Kenworthy and which are reported separately. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable. ITEM 10.CERTIFICATION Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 7, 2007. /s/ Ken L. Kenworthy, Jr. -------------------------------- Ken L. Kenworthy, Jr. Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----